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London

One of the leading Global Fund Managers, requires an experience compliance specialist with experience gained within Portfolio Monitoring. The role sits as part of the wider investment compliance team

Compliance Analyst

posted: 9 hours ago

London

A leading boutique Wealth Management firm is looking for a Compliance Analyst to join its team based in the London’s West End. Working directly with the Compliance Officer this opportunity will enable

Compliance Associate

posted: 9 hours ago

London

Compliance Associate A leading boutique Wealth Manager is looking for a Compliance Associate to join its team based in the London’s West End. The successful candidate will support the Compliance O

Salary: bonus

London - City

Responsibilities will include: The successful candidate should have good experience Fixed Income and FX products exposure and it is likely you will be performing a similar role in another investmen

London - City

The successful candidate will be responsible for identifying potential regulatory risks and the planning and completion of compliance reviews. There will also be the requirement to assist in the conti

London - City

For this role it is required that you have up to date working knowledge of applicable UK banking regulation, covering two or more of: • FSA Banking Conduct of Business sourcebook; • Payments Servi

London - City

Compliance Monitoring Manager – Regulatory – Investment Management One of The UKs largest Investment Management firms requires a Compliance Manager to lead its Regulatory Monitoring team. Working c

Salary: competitive

New York

The successful candidate will liaise with the Legal, Business Development, and Human Resources departments to compile and review research regarding organization-wide in-house compliance. Main Respons

London - City

Compliance Monitoring Officer A compliance role, based in the City of London, offering top-bracket salary. You will be working for a Top 10 Investment Bank, as a Compliance Monitoring Officer fo

Salary: competitive

Singapore

This is an exciting opportunity for compliance professional with good knowledge of Markets to work in a highly skilled team managing the financial crime risk and ensuring compliance with regulations.

London - City

Compliance Officer – Asset Management Leading Global Asset Manager is seeking to recruit an experienced Compliance Officer to provide additional resource within the Compliance & Operational Risk Co

London - City

The Role: IBD compliance is a small team of specialists providing regulatory guidance and support to the M&A, ECM, DCM, Corporate Banking and Investor Solutions financing teams. You will work al

Salary: Bonus & Benefits

London - City

Compliance Analyst, Commodity Trading, £45k~ ­Are you looking to continue to build a career in Energy / Commodities Trading? Do you have strong knowledge and understanding of Policy and Regulation

London - City

It could be that you have specialist skills in Capital Markets or have specialised in providing Compliance Advice to a boutique Corporate Finance house. Your knowledge of the regulatory framework and

Salary: bonus and benefits

London

You will be tasked with: * Undertaking MiFID transaction reporting under the MiFID directive. * Performing daily, monthly and quarterly reconciliations to ensure all reportable trades have been su

Compliance Officer

posted: 1 week ago

Salary: competitive

New York

An elite investment bank is seeking a qualified Compliance Officer to join the Compliance Department in Midtown Manhattan. This position requires a broad scope of knowledge of assigned businesses, inc

Salary: BONUS and BENEFITS

London - City

The Compliance Manager is involved in regulatory aspects of key business processes such as financial promotion, distribution agreements and product approval. OUTCOMES • Responsible for day-to-da

Research Compliance officer

posted: 1 week ago

London - City

A major Corporate & Investment Bank is actively expanding their EMEA business and now seek a Research Compliance professional to provide regulatory guidance, support and review of their Equity & Fixed

London - City

Leading European bank based in the City of London is looking to expand its Compliance Advisory Team. The team is currently 5 people, with a wealth of experience across different products. This role wi

London - City

A Major Investment Bank is looking for a compliance officer to join their advisory team. The role will be covering the banks activity with the exchanges, in particular the London Metal Exchange. The r

34 jobs found    1  2  next