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London - City

Several Fixed Income Compliance Advisory roles at well-regarded banks throughout the City of London. Head of Fixed Income Advisory You will be working for a Large European Investment Bank, as He

Compliance Analyst

posted: 16 hours ago

London - City

A leading London based asset manager is looking to recruit a bright and dynamic compliance advisory analyst into their busy compliance advisory team. The company has circa £50 billion assets under man

Salary: bonus

London - City

The firm is based in the City of London and has one of the largest loan books in Europe. With an excellent presence in the fixed income trading markets, you will be providing regulatory guidance and a

Compliance Officer

posted: 23 hours ago

London

A leading Investment Manager is seeking a Compliance Officer to join its Monitoring team in its tax and accountancy business based in the city. The successful candidate will be responsible for carryin

London - City

Compliance Analyst – PA Dealing/ Registrations/Approved Persons Top Tier Investment Bank have an interim opportunity for Compliance Analyst with Registrations/Approved Persons and Employee Compli

Salary: competitive

New York

A top financial services firm is seeking a Compliance Manager to build out their trade surveillance program as a part of their capital markets business. The Compliance Manager will support the capita

Compliance Administrator

posted: 2 days ago

Salary: bonus & benefits

London - City

Hays, the world's leading recruitment company have an exciting opportunity for a Compliance Administrator to work in their vibrant and fast paced business based in Victoria, Lon

Salary: bonus and benefits

London

The company specialises in investment in the UK's creative economy and is renowned for its excellent company culture and interesting client base. The firm is looking for a co

AML Analyst

posted: 3 days ago

London

Our client, a top tier bank based in the City of London are looking to hire an AML Analyst on a permanent basis.

London

A leading Global Corporate and Commercial Bank require an aspirational Compliance Specialist to join their business as an AVP. The role sits in a global team, that act as a specialist compliance advis

Equities Compliance Officer

posted: 6 days ago

London - City

You should be able to work in a multi dimensional business that is heavily client focused and organise your time to deal with time sensitive issues as well as daily obligations and project workload

Compliance Officer

posted: 6 days ago

Salary: bonus and benefits

London

The role will sit within a new division focussed around the distribution of the firm’s products to retail markets. Reporting to the UK Head of Compliance, the position will see you provide compliance

London - City

One of the top specialist lending businesses in the UK seeks a Compliance Monitoring Manager to join their team. The firm is based in the City and has grown consistently over the last 5 years with

Compliance Associate

posted: 6 days ago

South East

Compliance Associate A Finance Company with an outstanding record of growth over the last 5 years seeks a Compliance Officer to join their business based in Tolworth, Surrey. The Firm: One of the

United Kingdom

A leading global bank is looking for a Compliance Manager to join their Wealth Management team based in Southampton. This exciting new role offers the successful candidate the opportunity to provide s

London - City

The principal function of the role is to manage compliance and regulatory risk through the development and oversight of controls. The team helps identify and prioritise the compliance and regulatory r

Salary: bonus and benefits

London

The Compliance Manager is involved in regulatory aspects of key business processes such as financial promotion, distribution agreements and product approval. OUTCOMES • Responsible for providing

Salary: £Negotiable

London

12 month contract offered by this prestigious global house. The role carries responsibility for the oversight of a team of business analysts and data gatherers within a project environment focussing

Compliance Associate

posted: 1 week ago

London

Compliance Associate A leading boutique Wealth Manager is looking for a Compliance Associate to join its team based in the London’s West End. The successful candidate will support the Compliance Off

Compliance Assistant

posted: 1 week ago

London

The role will sit within its Retail Banking and Securities/Brokerage businesses where the successful candidate will support and assist the Head of Compliance and MLRO in producing and maintaining comp

38 jobs found    1  2  next