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London - City

Compliance Officer – Asset Management Leading Global Asset Manager is seeking to recruit an experienced Compliance Officer to provide additional resource within the Compliance & Operational Risk Co

London - City

The Role: IBD compliance is a small team of specialists providing regulatory guidance and support to the M&A, ECM, DCM, Corporate Banking and Investor Solutions financing teams. You will work al

Salary: Bonus & Benefits

London - City

Compliance Analyst, Commodity Trading, £45k~ ­Are you looking to continue to build a career in Energy / Commodities Trading? Do you have strong knowledge and understanding of Policy and Regulation

London - City

It could be that you have specialist skills in Capital Markets or have specialised in providing Compliance Advice to a boutique Corporate Finance house. Your knowledge of the regulatory framework and

Salary: bonus and benefits

London

You will be tasked with: * Undertaking MiFID transaction reporting under the MiFID directive. * Performing daily, monthly and quarterly reconciliations to ensure all reportable trades have been su

Compliance Officer

posted: 3 days ago

Salary: competitive

New York

An elite investment bank is seeking a qualified Compliance Officer to join the Compliance Department in Midtown Manhattan. This position requires a broad scope of knowledge of assigned businesses, inc

Salary: BONUS and BENEFITS

London - City

The Compliance Manager is involved in regulatory aspects of key business processes such as financial promotion, distribution agreements and product approval. OUTCOMES • Responsible for day-to-da

Research Compliance officer

posted: 4 days ago

London - City

A major Corporate & Investment Bank is actively expanding their EMEA business and now seek a Research Compliance professional to provide regulatory guidance, support and review of their Equity & Fixed

London - City

Leading European bank based in the City of London is looking to expand its Compliance Advisory Team. The team is currently 5 people, with a wealth of experience across different products. This role wi

London - City

A Major Investment Bank is looking for a compliance officer to join their advisory team. The role will be covering the banks activity with the exchanges, in particular the London Metal Exchange. The r

Core Compliance

posted: 6 days ago

London - City

Leading financial institution based in the City of London is looking for someone to join their successful and expanding core compliance team. Institution The institution is a leading firm within

Salary: competitive

New York

The successful candidate will report into the Director of Investigations and Analysis and will be primarily responsible for enhanced due diligence on new and existing clients and trading counterpartie

DCM Compliance Officer

posted: 6 days ago

London - City

Leading Tier 1 Investment Bank is looking for compliance professional to join their compliance advisory division. They will be working in the private side, across the Investment Banking Division, and

Salary: competitive

Singapore

This is an exciting role for professionals with a good knowledge of Retail Banking products and experienced in related regulatory policies. You have to stay ahead of regulatory changes and advise the

Compliance Associate

posted: 1 week ago

London

A prestigious Private Bank and Wealth Manager based in the heart of the West End of London requires an experienced compliance specialist to join their business. The company have performed exceptionall

London

One of London’s premier private banks is seeking a Compliance Assurance Manager to build out the assurance framework. This is a chance to join a reputable bank in a position of influence during an exc

London

The successful candidate will be responsible for carrying out independent compliance monitoring across the Private Bank to ensure the continuous identification and review of potential regulatory risks

London - City

A leading global bank requires a Compliance Monitoring Manager to join its Corporate & Commercial banking business. This is a global business unit, and is the banks primary business. The role has come

London - City

Compliance Monitoring Manager – Regulatory – Investment Management One of The UKs largest Investment Management firms requires a Compliance Manager to lead its Regulatory Monitoring team. Working c

Salary: Bonus

Hong Kong

The candidate will be responsible for running multiple projects in relation to Regulatory changes across the APAC region that have a direct impact on their business. These include, but are not limited

28 jobs found    1  2  next