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Compliance Officer

posted: 11 hours ago

Salary: £55,000 to £65,000

London - City

An exciting opportunity has arisen to join a leading asset management business in the heart of the city. The role is a broad compliance officer role that will cover a wide range of functions in the te

Compliance Monitoring Manager

posted: 11 hours ago

Salary: £45,000 to £65,000

London - City

A leader in the provision of wrap platforms is looking to hire an experienced compliance officer to manage the compliance monitoring team. The company pioneered wrap platforms in the UK and continu

Compliance Team Leader

posted: 16 hours ago

Salary: £50,000 to £60,000 - 20% bonus

London - City

A Leading Financial Institution are seeking to hire an experienced Compliance Team Lead The Role: The Compliance Team Leader will manage the Exchange & Compliance team based in London who are re

Salary: £45,000 to £65,000 - bonus and benefits

United Kingdom

My client, an international Investment Management house is searching for a Compliance Monitoring Executive to join its team. You will be responsible for undertaking compliance monitoring reviews and

Salary: £70,000 to £100,000 - bonus and benefits

United Kingdom

The role will be generalist in nature and have 3 direct reports in the form of two Compliance Analysts and one Senior Compliance Analyst. Key responsibilities associated with the position include:

Salary: £130,000 to £180,000 - Bonus

USA

This senior leadership role within a global Asset Management firm will require the VP to govern and oversee a complex Compliance program for both their Investment Adviser and Mutual Fund businesses.

Salary: £80,000 to £110,000 - Bonus

USA

This exciting new opportunity with a global investment manager based in downtown Boston requires an experienced compliance professional to help support the investment compliance program and act as the

Salary: £60,000 to £80,000

London - City

My client is a global business consultancy firm dedicated to helping organisations protect and enhance their business in an increasingly complex legal, regulatory and economic environment. This firm w

Salary: £45,000 to £50,000

London - City

Tier 1 American Investment Bank seeks a Senior Analyst to join their cross topical Financial Crime advisory team.The bank are consistently regarded as a leading brand for enhancing Compliance-related

Salary: £80,000 to £115,000 - bonus

USA

This is an excellent opportunity for an experienced professional with strong experience with investment compliance programs, in particular pre trade and post trade compliance requirements, to support

Salary: £50,000 to £70,000

London - City

Our client is a leading name in global banking and asset management. Due to continued growth within their regulatory compliance team they now have an opportunity for an accomplished Compliance Monitor

Salary: £50,000 to £75,000

United Kingdom

Our client is a leading global provider of regulatory compliance consulting services a to the asset management, Hedge Fund, Private Equity and securities industries. It employs more than 100 experienc

Salary: £50,000 to £65,000

London - City

Our client, a leading name in global asset management has an opportunity for an accomplished Compliance Monitoring Specialist with buy side experience to join its best in Market Compliance Monitoring

Salary: £45,000 to £55,000 - bonus + NC Pension + Benefits

London - City

Market Data Compliance Audit Team Lead Exchange Legislation My client is a leading global financial services firm and a market leader in providing financial news and information. They require a co

Salary: £60,000 to £80,000

London - City

One of the leading hedge fund groups is looking to make a new hire into their compliance team. This position will report into the head of investment management compliance and will focus on monitoring.

Compliance Monitoring

posted: 1 week ago

Salary: £Negotiable

London

Prestigious global asset manager seeks an experienced compliance professional with asset management experience, to join their highly regards portfolio compliance team. The ideal individual will be

Salary: £75,000 to £95,000

United Kingdom

Our client, leading name in global banking has an opportunity for an accomplished Regulatory Compliance Specialist with strong retail experience to join its excellent Compliance Advisory team. As a

Salary: £140,000 to £180,000 - bonus

USA

A senior Compliance leadership role has opened up with a global asset management firm to lead their portfolio compliance program across various locations around the world. The VP of Portfolio Comp

Compliance Analyst

posted: 1 week ago

Salary: £35,000 to £60,000 - bonus and benefits

United Kingdom

Responsibilities include collaborating with compliance staff to support the firm's business units, designing and executing compliance monitoring processes, assisting with the de

Salary: £175,000 to £200,000 - competitive

USA

A top commodities shop is looking for an experienced compliance specialist to join their team as Deputy Chief Compliance Officer. The successful candidate will report directly to the Chief Compliance

35 jobs found    1  2  next