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London - City

A city based, boutique Asset Manager specialising in diverse asset classes is looking to hire a Junior Compliance Generalist into the firm. The role is a fantastic opportunity that will include lots o

London - City

A city based Asset Manager specialising in diverse asset classes is looking to hire a Senior Compliance Generalist into the firm. The role is a fantastic opportunity that will include lots of responsi

London - City

Regulatory Developments Manager A large Investment Bank based in the City of London seeks a manager to join their compliance business. The Firm: A leading European institution, this bank has an

London - City

A global Fund Manager with a long existing presence in the London Markets requires a Compliance specialist to join its growing business. In recent years this fund manager has grown due to organic AUM

London - City

A City of London based Investment Bank is expanding their Compliance Surveillance team. The team is currently 6 people, with a depth of experience from across the market. They are looking for someone

London - City

Tier 1 bank is looking for someone to join its expanding and thriving DCM compliance team. The role will give the individual wide exposure and experience across both the bank and the DCM markets. B

Salary: Bonus

USA

A Trade Compliance team at a Boston based investment manager is looking for a project lead to take ownership for implementing improvements and enhancements to the trade execution processes in relation

WM Compliance Officer

posted: 1 day ago

Salary: competitive

Singapore

A reputable Private Bank is looking for a Compliance Manager to join a highly skilled team focused on supporting the opening and review of client accounts for adherence to relevant regulations. Th

London

Our client, a top leading Bank, are looking to hire an Assistant Manager - Sanctions Operations Support to join their busy team in London on a permanent basis.

London - City

A unique opportunity has arisen at a leading investment manager with fantastic growth plans. the firm is looking to hire a front office compliance officer to support and provide oversight to the Fixed

Salary: competitive

New York

A top financial services firm is seeking a Compliance Manager to build out their trade surveillance program as a part of their capital markets business. The Compliance Manager will support the capita

Salary: competitive

USA

A top financial services firm in Washington D.C. is looking for a securities compliance specialist to join their team. The successful candidate will advise the firm's LOBs with

Salary: competitive

New York

An elite broker-dealer is looking for a fixed income compliance specialist to join their team. The successful candidate will head up compliance coverage on the fixed income trading desk, working dire

Salary: Bonus

USA

An Asset Manager in central Boston requires a Compliance Director to support initiatives that will impact the Compliance Program. Initiatives that the Director will support will include the Produc

United Kingdom

Our client, an innovative retail financial services provide are looking to hire a Compliance Manager to join their busy Compliance team in Cardiff.

Salary: competitive

United Kingdom

* Sydney CBD * Growing Global Organisation * 12 Month Contract * Excellent company culture * Newly created position * $90 000 - $100 000 base + super The ideal candidate will have 4 years AML C

London

An excellent European Fund Manager who require a Head of Compliance for it’s recently launched London Business. The business are a very successful firm with ambitious growth plans for itBBTECH_RESERVE

Salary: Bonus

USA

There is a Compliance Analyst opportunity with a financial services company that has multiple investment strategies and operations throughout the globe, to assist in implementing and promoting the Com

Compliance Manager

posted: 1 week ago

London - City

A leading Investment Manager is seeking a Compliance manager to join its London team Reporting to the Compliance Director, you will manage the day-to-day activities of the Tax and Business Services Co

London - City

My client is looking to recruit a Compliance Officer into their market leading Compliance function. This highly reputable tier 1 global institution is a well-recognised European player with a stron

43 jobs found    1  2  3  next