Job Search

SEARCH RESULTS

Order by:   relevancy | newest | oldest

63 jobs found    1  2  3  4  next

London - City

A securities house based in the City of London is looking to expand its Compliance Team, in a role that will develop into EMEA Head of Equities. The team is currently 4 people, and they are looking fo

Salary: competitive

USA

A top financial services firm in Washington D.C. is looking for a securities compliance specialist to join their team. The successful candidate will advise the firm's LOBs with

Salary: Bonus

USA

This Compliance Analyst opportunity will act as part of a Compliance oversight and Quality Assurance team that works with Compliance teams across the business to design, monitor and analyze controls s

London

Compliance Officer - IFA/Pensions Compliance Officer A leading Investment Manager is seeking a Compliance Officer to join its Monitoring team in its tax and accountancy business based in the cit

Compliance Officer

posted: 2 days ago

London

Compliance Officer A leading Investment Manager is seeking a Compliance Officer to join its Monitoring team in its tax and accountancy business based in the city. The successful candidate will be r

Compliance Associate

posted: 2 days ago

London

A leading specialist investment management firm is looking to hire a compliance associate. The company offers a variety of products and has a modest team and thus the role will offer a breadth of expe

Compliance Analyst

posted: 2 days ago

London - City

A leading London based asset manager is looking to recruit a bright and dynamic compliance advisory analyst into their busy compliance advisory team. The company has circa £50 billion assets under man

Salary: competitive

Singapore

A leading global bank with a well established business in Asia is looking for a Regulatory Compliance Officer to provide regulatory advisory to the business and draft policies and procedures to ensure

Salary: competitive

Singapore

A leading global bank with a well established business in Asia is looking for AML Compliance Officers to join their Financial Crime Compliance (FCC) team to advise the business on financial crime risk

London

A market leading global Asset Management firm requires a regulatory change specialist with experience in Asset management to join its compliance team. The role has a global remit and will report in to

London

A global Asset Management firm require an experienced Financial Promotions Specialist to join their growing business. The role based in the heart of London's West End will requi

London - City

A market leading Asset Management firm require a Portfolio Compliance to join their business. The company are a UK firm with a global footprint. The company invest across multi assets and use the Char

London - City

A leading Private Banking Group is looking for a Investment Compliance Professional, which will be responsible for assisting the Investment Controls team with undertaking a variety of review and monit

Compliance Associate

posted: 3 days ago

Salary: bonus and benefits

London

The London based Compliance Department principally provides services to the European hub of the Distribution business, its entities and activities and to European domiciled funds. The entities covered

Salary: bonus and benefits

London

The role will provide you with exposure across a broad range of investment types (equities, fixed income, property) and products (regulated funds/unregulated funds/segregated clients/structured produc

Salary: Bonus

USA

This Regulatory Analyst opportunity will sit within the Legal and Compliance group of a reputable Financial Services firm at their offices in central Boston. The Regulatory Analyst will need good

London

Our client, a top leading International Bank are looking to hire an Associate to join their Compliance Division on a permanent basis.

KYC Analyst

posted: 4 days ago

London

Our client, a top leading Investment Bank are looking to hire a KYC Analyst to join their busy team on a permanent basis.

Regulatory Opportunity

posted: 4 days ago

London

Regulatory Opportunity in a Leading Financial Services Organisation. My client is looking to recruit across different levels into their newly created regulatory team. This unique and highly repu

London - City

Following the increased requirement in pre and post trade analysis and the high value of fines resulting from breaches, a British Fund Manager with a global presence is looking to increase its team. R

63 jobs found    1  2  3  4  next