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Salary: Bonus

USA

A critical role has opened up for an experienced compliance professional to lead and develop a global program focused on Marketing, Sale and Advertising review for an Asset Manager in Boston. The

Salary: Bonus

USA

This exciting opportunity at a Global Investment Manager in Boston will offer a VP level Compliance professional the opportunity to manage the oversight of Compliance programs across various areas of

Senior Compliance Manager

posted: 2 days ago

Salary: £Attractive

London

Prestigious investment manager seeks high calibre, senior compliance professional with proven people management skills to undertake oversight of the front office compliance function and lead on all r

London - City

Your main responsibilities will include: • To own, review and update the financial crime policies including the risk based approach to cedents and their business • To carry out regular horizon sca

London

Senior Compliance Officer A leading boutique Wealth Manager is looking for a Compliance to join its team based in the London’s West End. The successful candidate will report directly into the Head

Compliance Officer

posted: 2 days ago

London

Compliance Officer A leading Investment Manager is seeking a Compliance Officer to join its Monitoring team in its tax and accountancy business based in the city. The successful candidate will be r

Salary: Bonus

USA

This is a new and exciting opportunity for a senior Compliance professional with experience of managing and overseeing compliance programs, for a reputable financial services company based in downtown

Salary: excellent benefits

South East

Main responsibilities include: • Be an acknowledged subject matter expert providing policy advice and guidance to all areas of the business, particularly for the development of new digital platform

Salary: competitive

USA

A top financial services firm in Washington D.C. is looking for a securities compliance specialist to join their team. The successful candidate will advise the firm's LOBs with

Salary: competitive

USA

A top hedge fund is seeking a mortgage compliance specialist to join their team. The successful candidate will head-up all mortgage related compliance for the firm's mortgage p

London

An excellent European Fund Manager who require a Head of Compliance for it’s recently launched London Business. The business are a very successful firm with ambitious growth plans for itBBTECH_RESERVE

London - City

A leading brand in global asset management requires an experienced compliance advisory specialist to join its business. The role sits in the Compliance Advisory team and this team are responsible for

London - City

A leading brand in global asset management requires an experience compliance advisory specialist to join its business. The role sits in the Compliance Advisory team and is aligned to regulatory issues

London - City

My client a leading top 10 Global Fund Manager require an experienced Compliance Advisory specialist to join their European Compliance Team based in the City of London. The role reports directly in to

Salary: competitive

New York

An elite broker-dealer is looking for a fixed income compliance specialist to join their team. The successful candidate will head up compliance coverage on the fixed income trading desk, working dire

Compliance assistant

posted: 4 days ago

London - City

An exciting opportunity has arisen for a global payments company based in the city to support the Global head of compliance and operations in all aspects of Anti-money laundering checks, monitoring cl

Salary: Bonus

USA

An Asset Manager in Boston is growing its Compliance Program Management team and requires an experience Compliance Director to provide oversight for reporting requirements within the compliance progra

London - City

A leading investment manager with fantastic growth plans is looking to hire a front office compliance officer to support and provide oversight to the Fixed Income desk. This role is almost unique and

Salary: bonus and benefits

London

The firm is looking for a bright junior with 2-3 years compliance experience, who is looking to make a step-up into a key generalist position and join an existing team of 4 analysts. One of the key fo

London - City

A leading global asset manager with offices in the City of London is looking to hire a Compliance Officer into a new role. The role reflects the global nature of the firm and has a focus on the intern

35 jobs found    1  2  next