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26 jobs found    1  2  next

Salary: £130,000 to £170,000 - Bonus

USA

A recognized multi asset investment firm based in Boston is looking for a Head of Compliance to take ownership and oversight of all compliance needs across the business, working closely with senior ma

Junior Compliance Manager

posted: 1 day ago

Salary: £45,000 to £65,000

London - City

One of the highest regarded global Asset Management businesses based in the EU is looking to make a key hire into its compliance team. The business has a large presence globally, particular within

Salary: £50,000 to £80,000

United Kingdom

A unique opportunity to work for one of the most respected and prestigious names in Private Banking has arisen based in the City of London. Looking for a Director for core compliance, and reporting i

Salary: £130,000 to £155,000 - Bonus

USA

Have you noticed the market place has picked up for opportunities within the compliance oversight function of businesses, particularly around the controls & testing program? This financial service

Salary: £70,000 to £90,000 - Cash Allowance + Benefits + Pension

United Kingdom

This is an opportunity for front office capital markets specialists to join the regulatory market. This organisation is specifically looking for Front Office, product specialists who can bring in thei

Salary: £50,000 to £75,000 - bonus and benefits

United Kingdom

A highly reputable investment management firm is searching for a senior compliance executive to take up a generalist role with them. The firm has a fixed-income focus and operates on a global scale. T

Salary: £Attractive

United Kingdom

Leading Asset Management house seeks to recruit high calibre individuals with, strong regulatory knowledge and exposure to a wide range of investment products to work within their regulatory threshol

Regulatory Compliance

posted: 3 days ago

Salary: £Attractive Package

United Kingdom

Leading Asset Management house seeks to recruit high calibre individuals with, strong regulatory knowledge and exposure to a wide range of investment products to work within their regulatory threshol

Salary: £Negotiable

United Kingdom

High calibre individual with proven experience of leading the design, delivery and development of global programmes and in-depth knowledge of the asset management industry sought by this prestigious g

SOX Compliance Lead

posted: 4 days ago

Salary: £50 to £70 - $112.5 p/hr overtime

Illinois

Impact on the Business: Assist in the design, development and execution of the SOX assessment process, including the risk assessment, deficiency reporting and final assessment of the effectiveness of

VP, Regulatory Compliance

posted: 4 days ago

Salary: £140,000 to £180,000 - Bonus

USA

This is an excellent opportunity for an experienced Compliance leader to come in a have a critical role in the management and development of the compliance programs across multiple investment adviser

London

Salary: £50,000 to £65,000

London - City

Our client, a leading name in global asset management has an opportunity for an accomplished Compliance Monitoring Specialist with buy side experience to join its best in Market Compliance Monitoring

Salary: £10,000 to £60,000

London - City

My client is a global business consultancy firm dedicated to helping organisations protect and enhance their business in an increasingly complex legal, regulatory and economic environment. This firm w

Salary: £45,000 to £65,000

London - City

A leader in the provision of wrap platforms is looking to hire an experienced compliance officer to manage the compliance monitoring team. The company pioneered wrap platforms in the UK and continu

Salary: £50,000 to £75,000

United Kingdom

Our client is a leading global provider of regulatory compliance consulting services a to the asset management, Hedge Fund, Private Equity and securities industries. It employs more than 100 experienc

Salary: £90,000 to £110,000 - Bonus

USA

This Compliance opportunity with a well known asset manager in downtown Boston will offer the successful applicant to take ownership of the full trade lifecycle with regards to portfolio compliance ne

Salary: £230 to £260 - competitive

United Kingdom

Monitoring Compliance Officer - London My client, is an institutional, agency only broker, that also services as the independent equity trading arm for a financial holding company and they are recru

Salary: competitive

Singapore

The Bank has built an impressive track record of success and is a distinct market leader in its field. You will be responsible for providing solutions to Business teams with reference to Regulatory Co

Head of Compliance

posted: 2 weeks ago

Salary: £80,000 to £100,000

United Kingdom

A leading and expanding European FinTech businesses is looking for a Head of Compliance to cover its UK business looking at payments and e-money products. The Head of Compliance has a team with two

26 jobs found    1  2  next