Skip Navigation

x
HITCitizen

MIDDLE OFFICE :: COMPLIANCE

Editors Picks

Featured Recruiter

We are an award winning agency recruiting entry level to senior candidates across temporary, contract, interim and permanent positions within the financial, professional and commercial secto...   more>>

Jobs

Order by: relevancy | newest | oldest
Showing results 1 - 20 of 25 Found in 0.05secs

1  2  next

Compliance

PERMANENT - London - City - £70000.00 to £80000.00 - benefits
The Company A private investment banking specialising in international financial engineering and merchant banking primarily in emerging and transition countries. The Role The applicant is be more >>

Assistant to Chief Compliance Officer Asset Management

PERMANENT - London - up to £1.00 - N/A
Assistant to Chief Compliance Officer - Asset Management Docklands 198232 £Highly Attractive & Car Allowance The Compliance Manager will work within a 4 person team operating in a su more >>

Compliance Manager

PERMANENT - London - City - £40000.00 to £50000.00 - N/A
The Company Responsible for assisting the head of compliance The role forms part of the London compliance infrastructure. The Role RESPONSIBILITIES Responsible for ensuring the company is more >>

COMPLIANCE OFFICER- HEDGE FUND

PERMANENT - London - Exccellent
A fantastic opportunity exists to join this successful and fast expanding hedge fund, to provide ongoing assistance to the firm's compliance function. Reporting to the Head o more >>

Compliance & AML Officer - City of London

PERMANENT - London - City - up to £50000.00 - benefits
A Compliance & AML Officer is required for a prestigious securities firm, based in London. The purpose of the compliance & AML officer focuses on monitoring business activity and conducting regular more >>

Compliance Associate

PERMANENT - London - City - £27000.00 to £32000.00 - benefits
My client is on the of the United Kingdoms leading Private Banks. With locations throughout Europe and a strong presence in the Americas they offer a unrivalled service in private wealth management. more >>

Regulatory Manager - London

PERMANENT - London - City - £55000.00 to £60000.00 - benefits
A regulatory manager is required for an eminent global trading house, which specialises in combining skill and knowledge of options trading to provide huge liquidity into the key equity and fixed inco more >>

COMPLIANCE ADVISOR

PERMANENT - London - Excellent
This is a unique opportunity to cover a broad range of products within a leading international investment bank based in the City. Products you will be covering include: traditional trading in FX, more >>

Compliance Manager - City

PERMANENT - London - City - £54000.00 to £55000.00 - N/A
Compliance Manager - Regulatory Guidance OVERALL PURPOSE OF ROLE: The Compliance Manager is primarily responsible for providing advice, guidance and training to staff in relation to new regul more >>

Compliance Manager - City(Exclusive Instruction)

PERMANENT - London - City - N/A
Our client is a medium-sized integrated securities house , based in the City of London You will lead and develop a small compliance team and regularly interact with staff at all levels Key Res more >>

Compliance Officer (Monitoring)

TEMPORARY - London - £35.00 to £40.00 - N/A
An excellent opportunity exists for a Compliance officer to get involved in the protection and maintenance of key registers (including the breaches, personal dealing, financial promotions, more >>

Retail / Private Banking Compliance Experience?

PERMANENT - London - City - N/A
Fixed Income Compliance Analyst - Legal & Compliance - Provide compliance support and advice to the trading and structuring desks within the European Fixed Income Department. Provide compli more >>

Compliance Consultant / Advisor - London Docklands

PERMANENT - London - up to £1.00 - N/A
Compliance Consultant (Consultation/Advice) Our client is the asset management division of one of the world's premier financial services organisations JOB DESCRIPTION more >>

Investment Compliance Analyst

PERMANENT - London - £42.00 to £45.00 - N/A
Our client is a new investment management company, committed to offering investors outstanding returns. Founded 8 years ago, this company has achieved success in building funds under management t more >>

Compliance Manager - City of London

PERMANENT - London - City - up to £60000.00 - N/A
Compliance Manager - London A brand-name premier asset manager is looking to recruit an individual to join their fixed income advisory team, to become a compliance manager. The role is distinctly more >>

Compliance Associate

PERMANENT - London - City - Excellent
My client, one of the world's most eminent and highly respected investment banks requires a compliance associate to join its private wealth management team. Supporting the department the compliance te more >>

Compliance Guideline Analyst

TEMPORARY - London - N/A
One of the worlds largest fund managers seeks a Guideline Monitoring Analyst to address audit and control concerns over the independence of current Fixed Income guideline monitoring Compliance project more >>

PMO - Regulatory Business Analyst

TEMPORARY - London - N/A
A global giant in the world of fund management is looking for a Regulatory Business Analyst to take ownership for the completion of a global Data Privacy gap analysis by following a prescribed methodo more >>

COMPLIANCE ADVISOR EQ DERIV

PERMANENT - London - Excellent
Our client is a leading global financial services firm well renowned for their investment banking products. They currently seek an experienced Compliance Derivatives Advisor to join their vastly growi more >>

Deputy Compliance Officer - Global Alternative Asset Manager

PERMANENT - London - £65000.00 to £70000.00 - N/A
This is a wonderful opportunity within a dynamic regulated global alternative asset manager . The firm was founded less than ten years ago and now employs in excess of 200 people in in four global off more >>

Showing results 1 - 20 of 25 Found in 0.05secs

1  2  next

Recruiters

JCL Allemby Hunt

JCL Allemby Hunt is a specialist Financial Markets search and selection consultancy. We provide a highly professional, targeted service to our clients, specifically within Asset Management, Alternative Investment, and Banking, utilising our considerable market knowledge and contacts to produce reliable, efficient and cost effective recruitment solutions.

Joslin Rowe

We are an award winning agency recruiting entry level to senior candidates across temporary, contract, interim and permanent positions within the financial, professional and commercial sectors. Since 1982, we have been totally dedicated to our candidates and clients and today, we are one of the most trusted names in recruitment across the UK and overseas.

Employers

Credit Suisse

Credit Suisse is a world-leading financial services company, advising clients in all aspects of finance, around the world, around the clock.

Dresdner Kleinwort

Dresdner Kleinwort operates an integrated business model, the elements of which are; leading capital markets expertise, an international cross-border advisory platform, innovative risk management solutions across all asset classes, strength in the home markets of Germany and the UK, with an international presence and capability in key product areas to support a global client base.

Jefferies

Jefferies, a global investment bank and institutional securities firm, has served growing and mid-sized companies and their investors for over 40 years. Headquartered in New York with more than 20 offices around the world, Jefferies provides clients with capital markets and financial advisory services, institutional brokerage, securities research and asset management.

Merrill Lynch

Merrill Lynch is one of the world's leading wealth management, capital markets and advisory companies, with offices on six continents. The company is a global trader and underwriter of securities and derivatives across a broad range of asset classes and serves as a strategic advisor to corporations, governments, institutions and individuals worldwide.

Best Selling Compliance Books

The International Treasurer's Handbook 2008 by Mike Henigan (Editor)

Category: Compliance/Regulation

The International Treasurer's Handbook is an essential guide to international corporate treasury and banking. Since its launch in 1990, it has kept pace with change, providing up-to-date information and detailed technical guidance for its growing readership. The topics covered have evolved with the profession, ensuring the Handbook covers the issues as they have become important and topical. New and updated for 2008, the Handbook provides instant, accurate and incisive information on the fundamentals of treasury. Key elements include: - An International Treasurer's Companion section wh.....

These books are the best Compliance sellers on the Here Is The City Bookshop. The Here Is The City bookshop has the latest financial markets publications for your edification. From biographies of some of the financial giants, to fun items and (for the really keen) books on trading, technical analysis, risk , compliance and regulation - it's all there. To visit the Here Is The City Bookshop click here >>>

Register for FREE Job Alerts

Hays - Best Temp 08
Renaissance Capital - App Support Manager

DirectConnect Firms

DirectConnect - a confidential recruitment service which allows candidates to engage initially on an anonymous basis with participating firms and onsite recruiters to view potential job opportunities - press here to register >>