My Client is looking for a Compliance Manager with at least 4 years Capital Markets experience to join their team. They are involved in the trading of investment and derivative products.

MAIN DUTIES:

The Compliance Manager position will primarily be focussed on the activities of the Bank’s Capital Market business from a regulatory perspective and assist the rest of the team in supervising and guiding the organisation in UK specific compliance matters. This position will also involve assisting the Local Compliance Officer in duties relating to the groups Europe Division.

ESSENTIAL WORK SKILLS:

The role will be varied but will include ensuring compliance with MiFID, assisting in the development of the Compliance Manual, and ensuring that the Conflicts of Interest Policies are adhered to.

PERSON SPECIFICATION:

-Previous role in a capital markets compliance function;

-Relevant interest rate and currency related product knowledge (derivatives);

-Understanding of FSA Rules pertaining to capital markets business

(including the application of MiFID requirements);

-Experience in the prevention of money laundering/combating the financing

of terrorism regulations in relation to account opening and AML monitoring.

-Compliance qualification (e.g. SII Compliance Diploma)

-Degree level.

-Good team player with positive approach

-Well organised and self-motivated